Peter J. Werth - 10 Dec 2021 Form 4 Insider Report for Cingulate Inc. (CING)

Role
Director
Signature
/s/ Shane J. Schaffer, Attorney-in-Fact
Issuer symbol
CING
Transactions as of
10 Dec 2021
Net transactions value
$0
Form type
4
Filing time
14 Dec 2021, 17:00:13 UTC
Previous filing
07 Dec 2021
Next filing
01 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CING Common Stock Purchase +8,300 +0.99% 844,731 10 Dec 2021 By Werth Family Investment Associates LLC F1, F2
holding CING Common Stock 21,849 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CING Warrant to Purchase Common Stock Award +8,300 8,300 10 Dec 2021 Common Stock 8,300 $6.00 By Werth Family Investment Associates LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Werth Family Investment Associates LLC purchased 8,300 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.
F2 Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.