Alden Alan - 08 Oct 2020 Form 4 Insider Report for ESPORTS ENTERTAINMENT GROUP, INC. (GMBL)

Role
Director
Signature
/s/ Alden Alan
Issuer symbol
GMBL
Transactions as of
08 Oct 2020
Net transactions value
$0
Form type
4
Filing time
13 Dec 2021, 14:35:20 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GMBL Options to Purchase Shares of Common Stock Award $0 +20,000 $0.000000 20,000 08 Oct 2020 Common Stock 20,000 $4.82 Direct F1
transaction GMBL Options to Purchase Shares of Common Stock Award $0 +25,000 $0.000000 25,000 01 Oct 2021 Common Stock 25,000 $6.71 Direct F2
transaction GMBL Options to Purchase Shares of Common Stock Award $0 +5,000 $0.000000 5,000 01 Oct 2021 Common Stock 5,000 $4.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were issued to Mr. Alden pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options are fully vested and exercisable and shall expire on 10/08/2030.
F2 The stock options were issued to Mr. Alden pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options are fully vested and exercisable and shall expire on 10/08/2030.
F3 The stock options were issued to Mr. Alden pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options shall vest in equal quarterly tranches, based on the passage of time, with the first quarter scheduled to vest on January 1, 2022, and shall expire on 10/01/2031.