Roman Franklin - Nov 17, 2021 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co (WINR)

Role
Chief Executive Officer, Director
Signature
/s/ Roman Franklin
Stock symbol
WINR
Transactions as of
Nov 17, 2021
Transactions value $
$0
Form type
4
Date filed
11/18/2021, 06:38 PM
Previous filing
Sep 2, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WINR Common Stock 142K Nov 17, 2021 Direct
holding WINR Common Stock 6.38K Nov 17, 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Stock option (right to buy) Award $0 +150K $0.00 150K Nov 17, 2021 Common Stock 150K $7.78 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant by the issuer, approved by the issuer's board of directors, of an option to purchase 150,000 shares of the issuer's common stock at an exercise price of $7.78 per share. The option becomes exercisable with respect to 25% of the underlying shares on each of November 17, 2021, May 17, 2022, November 17, 2022 and May 17, 2023.