Richard Lee Fink - Nov 10, 2021 Form 4 Insider Report for Nano Magic Holdings Inc. (NMGX)

Role: Pres, Applied Nanotech, Inc.
Signature: /s/ Richard Lee Fink
Stock symbol: NMGX
Transactions as of: Nov 10, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/12/2021, 05:21 AM
Previous filing: Jun 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NMGX	Common Stock	Other		+8.7K	+8.94%		106K	Nov 10, 2021	Direct	F1
transaction	NMGX	Common Stock	Other		-8.7K	-7.59%		106K	Nov 10, 2021	See Footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NMGX	Warrants	Other		-3.66K	-24.86%		11.1K	Nov 10, 2021	Common stock	3.66K	$1.50	See Footnote	F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reporting person received an in-kind distribution from PEN Comeback 2, LLC ("Comeback 2"), increasing direct holdings and decreasing indirect holdings. Share of indirect holdings also changed because distribution triggered changed allocations under Comeback 2 operating agreement.
F2	Total includes shares owned directly and indirectly.
F3	Warrants are presently exercisable
F4	Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024.
F5	Warrants are all held by Comeback 2. Reporting person's indirect interest was reduced by 25% under terms of Comeback 2 agreement without any action by him. No consideration was paid or received. Column 9 reflects changed indirect warrant ownership as a result of changed allocations under Comeback 2 operating agreement after distribution reflected in Table I. Total in column 9 includes options held directly.