Scott Johnson - May 4, 2021 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
Director
Signature
/s/ Scott M. Johnson
Stock symbol
PETV
Transactions as of
May 4, 2021
Transactions value $
$7,515
Form type
4
Date filed
11/2/2021, 07:28 PM
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PETV Common Stock Sale -$885 -100 -0.71% $8.85 14K May 4, 2021 By spouse
transaction PETV Common Stock Sale -$783 -90 -0.64% $8.70 13.9K May 4, 2021 By spouse
transaction PETV Common Stock Sale -$16.4K -2.12K -15.2% $7.75 11.8K May 5, 2021 By spouse
transaction PETV Common Stock Sale -$2.3K -271 -2.3% $8.50 11.5K May 10, 2021 By spouse
transaction PETV Common Stock Sale -$8.12K -950 -8.24% $8.55 10.6K May 10, 2021 By spouse
transaction PETV Common Stock Purchase $18K +4K +37.83% $4.50 14.6K Aug 13, 2021 By spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Warrants Purchase $18K +4K $4.50 4K Aug 13, 2021 Common Stock 4K $5.63 By spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions.