Jed Philip Kaplan - 27 Oct 2021 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co

Role
Director, 10%+ Owner
Signature
/s/ Jed Kaplan
Issuer symbol
WINR on OTC
Transactions as of
27 Oct 2021
Net transactions value
-$43,527
Form type
4
Filing time
29 Oct 2021, 17:17:08 UTC
Previous filing
02 Sep 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Sale $23,805 -2,800 -6.5% $8.50 40,200 27 Oct 2021 See footnote F1, F2
transaction WINR Common Stock Sale $1,026 -108 -0.27% $9.50* 40,092 28 Oct 2021 See footnote F1, F2
transaction WINR Common Stock Sale $18,696 -2,200 -5.5% $8.50 37,892 29 Oct 2021 See footnote F1, F2
holding WINR Common Stock 230,263 27 Oct 2021 Direct F3
holding WINR Common Stock 2,440 27 Oct 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a sale by the Kaplan Charitable Foundation, of which the reporting person serves as trustee. Section 4942 of the Internal Revenue Code of 1986, as amended, requires a private foundation to annually distribute 5% of the fair market value of its assets. This sale represents a part of the Kaplan Charitable Foundation's annual required distribution.
F2 Held by the Kaplan Charitable Foundation, of which the reporting person serves as trustee.
F3 Of the 230,263 shares directly beneficially owned by the reporting person, (i) 215,263 shares are held by the reporting person, and (ii) 15,000 shares are held jointly by the reporting person and his spouse.