Jed Kaplan - Oct 27, 2021 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co (WINR)

Role
Director, 10%+ Owner
Signature
/s/ Jed Kaplan
Stock symbol
WINR
Transactions as of
Oct 27, 2021
Transactions value $
-$43,527
Form type
4
Date filed
10/29/2021, 05:17 PM
Previous filing
Sep 2, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Sale -$23.8K -2.8K -6.51% $8.50 40.2K Oct 27, 2021 See footnote F1, F2
transaction WINR Common Stock Sale -$1.03K -108 -0.27% $9.50* 40.1K Oct 28, 2021 See footnote F1, F2
transaction WINR Common Stock Sale -$18.7K -2.2K -5.49% $8.50 37.9K Oct 29, 2021 See footnote F1, F2
holding WINR Common Stock 230K Oct 27, 2021 Direct F3
holding WINR Common Stock 2.44K Oct 27, 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a sale by the Kaplan Charitable Foundation, of which the reporting person serves as trustee. Section 4942 of the Internal Revenue Code of 1986, as amended, requires a private foundation to annually distribute 5% of the fair market value of its assets. This sale represents a part of the Kaplan Charitable Foundation's annual required distribution.
F2 Held by the Kaplan Charitable Foundation, of which the reporting person serves as trustee.
F3 Of the 230,263 shares directly beneficially owned by the reporting person, (i) 215,263 shares are held by the reporting person, and (ii) 15,000 shares are held jointly by the reporting person and his spouse.