Jeffrey R. Stephens - 16 Jul 2021 Form 4 Insider Report for SECURITY NATIONAL FINANCIAL CORP (SNFCA)

Role
Sr General Counsel/Corp Sec
Signature
/s/ Jeffrey R. Stephens
Issuer symbol
SNFCA
Transactions as of
16 Jul 2021
Net transactions value
+$238,197
Form type
4
Filing time
27 Oct 2021, 14:48:10 UTC
Previous filing
17 Aug 2021
Next filing
22 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNFCA Employee Stock Option (right to buy) Award $10,569 +3,607 $2.93* $3,607 02 Jul 2014 Class A Common Stock 3,607 $2.93 Direct F1
transaction SNFCA Employee Stock Option (right to buy) Award $24,737 +7,212 $3.43* $7,212 05 Dec 2014 Class A Common Stock 7,212 $3.43 Direct F2
transaction SNFCA Employee Stock Option (right to buy) Award $33,109 +6,869 $4.82* 6,869 04 Dec 2015 Class A Common Stock 6,869 $4.82 Direct F3
transaction SNFCA Employee Stock Option (right to buy) Award $34,738 +6,542 $5.31* $6,542 02 Dec 2016 Class A Common Stock 6,542 $5.31 Direct F4
transaction SNFCA Employee Stock Option (right to buy) Award $24,986 +6,231 $4.01* $6,231 01 Dec 2017 Class A Common Stock 6,231 $4.01 Direct F5
transaction SNFCA Employee Stock Option (right to buy) Award $41,118 +8,900 $4.62* $8,900 30 Nov 2018 Class A Common Stock 8,900 $4.62 Direct F6
transaction SNFCA Employee Stock Option (right to buy) Award $40,770 +8,476 $4.81 $8,476 06 Dec 2019 Class A Common Stock 8,476 $4.81 Direct F7
transaction SNFCA Employee Stock Option (right to buy) Award $28,171 +8,072 $3.49 $8,072 27 Mar 2020 Class A Common Stock 8,072 $3.49 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F2 This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F3 This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F4 This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F5 This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F6 This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F7 This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
F8 This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share; but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on July 17, 2020; and a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.