Mark Duff - 14 Oct 2021 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
President and CEO
Signature
/s/ Mark Duff
Issuer symbol
PESI
Transactions as of
14 Oct 2021
Net transactions value
$0
Form type
4
Filing time
18 Oct 2021, 11:30:30 UTC
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PESI Common Stock 18,321 14 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option Award $0 +50,000 $0.000000 50,000 14 Oct 2021 Common Stock 50,000 $7.00 Direct F4
holding PESI Stock Option 50,000 14 Oct 2021 Common Stock 50,000 $3.97 Direct F1
holding PESI Stock Option 25,000 14 Oct 2021 Common Stock 25,000 $3.15 Direct F2
holding PESI Stock Option 100,000 14 Oct 2021 Common Stock 100,000 $3.65 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted 5/15/2016 under the Company's 2010 Stock Option Plan. The option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.
F2 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3 Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4 Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.