Mark Duff - Oct 14, 2021 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
President and CEO
Signature
/s/ Mark Duff
Stock symbol
PESI
Transactions as of
Oct 14, 2021
Transactions value $
$0
Form type
4
Date filed
10/18/2021, 11:30 AM
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PESI Common Stock 18.3K Oct 14, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option Award $0 +50K $0.00 50K Oct 14, 2021 Common Stock 50K $7.01 Direct F4
holding PESI Stock Option 50K Oct 14, 2021 Common Stock 50K $3.97 Direct F1
holding PESI Stock Option 25K Oct 14, 2021 Common Stock 25K $3.15 Direct F2
holding PESI Stock Option 100K Oct 14, 2021 Common Stock 100K $3.65 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted 5/15/2016 under the Company's 2010 Stock Option Plan. The option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.
F2 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3 Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4 Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.