David Goldberg - 30 Sep 2021 Form 4 Insider Report for GAN Ltd (GAN)

Role
Director
Signature
/s/ Karen E. Flores, Attorney-in-Fact
Issuer symbol
GAN
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4
Filing time
05 Oct 2021, 19:56:11 UTC
Previous filing
30 Aug 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAN Ordinary Shares Options Exercise $0 +1,295 +5.5% $0.000000 24,852 30 Sep 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAN Restricted Stock Units Options Exercise $0 -1,295 -50% $0.000000 1,295 30 Sep 2021 Ordinary Shares 1,295 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction relates the settlement of 1,295 RSU's into 1,295 GAN Limited ordinary shares on September 30, 2021.
F2 The RSU's were originally granted on March 9, 2021 and settle on the basis of 25% each calendar quarter during continued service.
F3 The RSUs were issued as director compensation.