Mark Zwecker - Oct 1, 2021 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
Director
Signature
/s/ Mark A. Zwecker
Stock symbol
PESI
Transactions as of
Oct 1, 2021
Transactions value $
$12,514
Form type
4
Date filed
10/4/2021, 10:47 AM
Previous filing
Jul 21, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Award $12.5K +2.51K +1.29% $4.99 197K Oct 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $5.50 Direct F1
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $2.79 Direct F2
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $3.70 Direct F3
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $4.19 Direct F4
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $4.60 Direct F5
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $3.55 Direct F6
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $4.30 Direct F7
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $3.31 Direct F8
holding PESI Stock Option 2.4K Oct 1, 2021 Common Stock 2.4K $6.70 Direct F9
holding PESI Stock Option 10K Oct 1, 2021 Common Stock 10K $5.93 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Non-Qualified Stock Option granted 09/13/2012 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F2 Non-Qualified Stock Option granted 09/12/2013 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F3 Non-Qualified Stock Option granted 09/18/2014 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F4 Non-Qualified Stock Option granted 09/17/2015 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F5 Non-Qualified Stock Option granted 07/28/2016 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F6 Non-Qualified Stock Option granted 07/27/2017 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F7 Non-Qualified Stock Option granted 07/26/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F8 Non-Qualified Stock Option granted 07/25/2019 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F9 Non-Qualified Stock Option granted 07/22/2020 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F10 Non-Qualified Stock Option granted 07/20/2021 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.