Luz Berg - Sep 23, 2021 Form 4 Insider Report for Iveda Solutions, Inc. (IVDA)

Role
General Manager & CMO
Signature
/s/ Luz A. Berg
Stock symbol
IVDA
Transactions as of
Sep 23, 2021
Transactions value $
$145,218
Form type
4
Date filed
9/27/2021, 06:43 AM
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVDA Common Stock Options Exercise $24K +240K $0.10* 240K Aug 16, 2017 Direct F1
transaction IVDA Common Stock Options Exercise $42.6K +426K $0.10* 426K Nov 1, 2017 Direct F1
transaction IVDA Common Stock Options Exercise $22.6K +226K $0.10* 226K Dec 7, 2017 Direct F1
transaction IVDA Common Stock Options Exercise $56K +350K $0.16* 350K Dec 7, 2020 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVDA Options (Right to Buy) Award $0 +25K $0.00 25K Dec 29, 2017 Common Stock 25K $0.10 Direct F2
transaction IVDA Options (Right to Buy) Award $0 +150K $0.00 150K Dec 28, 2018 Common Stock 150K $0.04 Direct F2
transaction IVDA Options (Right to Buy) Award $0 +150K $0.00 150K Dec 20, 2019 Common Stock 150K $0.28 Direct F2
transaction IVDA Options (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 Dec 7, 2020 Common Stock 25K $0.16 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 Dec 7, 2020 Common Stock 25K $0.16 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -150K -100% $0.00* 0 Dec 7, 2020 Common Stock 150K $0.16 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -150K -100% $0.00* 0 Dec 7, 2020 Common Stock 150K $0.16 Direct
transaction IVDA Options (Right to Buy) Award $0 +700K $0.00 700K Dec 15, 2020 Common Stock 700K $0.37 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock was acquired from exercise of options and warrants.
F2 The options subject to these grants vested 100% on the date of the grant.