Luz Berg - 23 Sep 2021 Form 4 Insider Report for Iveda Solutions, Inc. (IVDA)

Role
General Manager & CMO
Signature
/s/ Luz A. Berg
Issuer symbol
IVDA
Transactions as of
23 Sep 2021
Net transactions value
+$145,218
Form type
4
Filing time
27 Sep 2021, 06:43:45 UTC
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVDA Common Stock Options Exercise $24,033 +240,331 $0.1000* 240,331 16 Aug 2017 Direct F1
transaction IVDA Common Stock Options Exercise $42,571 +425,712 $0.1000* 425,712 01 Nov 2017 Direct F1
transaction IVDA Common Stock Options Exercise $22,614 +226,140 $0.1000* 226,140 07 Dec 2017 Direct F1
transaction IVDA Common Stock Options Exercise $56,000 +350,000 $0.1600* 350,000 07 Dec 2020 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVDA Options (Right to Buy) Award $0 +25,000 $0.000000 25,000 29 Dec 2017 Common Stock 25,000 $0.1000 Direct F2
transaction IVDA Options (Right to Buy) Award $0 +150,000 $0.000000 150,000 28 Dec 2018 Common Stock 150,000 $0.0400 Direct F2
transaction IVDA Options (Right to Buy) Award $0 +150,000 $0.000000 150,000 20 Dec 2019 Common Stock 150,000 $0.2800 Direct F2
transaction IVDA Options (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 07 Dec 2020 Common Stock 25,000 $0.1600 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 07 Dec 2020 Common Stock 25,000 $0.1600 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -150,000 -100% $0.000000* 0 07 Dec 2020 Common Stock 150,000 $0.1600 Direct
transaction IVDA Options (Right to Buy) Options Exercise $0 -150,000 -100% $0.000000* 0 07 Dec 2020 Common Stock 150,000 $0.1600 Direct
transaction IVDA Options (Right to Buy) Award $0 +700,000 $0.000000 700,000 15 Dec 2020 Common Stock 700,000 $0.3700 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock was acquired from exercise of options and warrants.
F2 The options subject to these grants vested 100% on the date of the grant.