Farnsworth Joseph A. - 23 Sep 2021 Form 4 Insider Report for Iveda Solutions, Inc. (IVDA)

Role
Director
Signature
/s/ Joseph A. Farnsworth
Issuer symbol
IVDA
Transactions as of
23 Sep 2021
Net transactions value
+$59,600
Form type
4
Filing time
27 Sep 2021, 06:42:14 UTC
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVDA Common Stock Purchase $1,156 +28,900 $0.0400* 28,900 09 Jul 2018 Direct F1
transaction IVDA Common Stock Purchase $378 +900 $0.4200* 900 04 Jun 2019 Direct F1
transaction IVDA Common Stock Purchase $1,274 +4,110 $0.3100 4,110 14 Dec 2020 Direct F1
transaction IVDA Common Stock Purchase $1,003 +1,180 $0.8500 115 03 Aug 2021 Direct F1
transaction IVDA Common Stock Options Exercise $55,789 +159,396 $0.3500 159,396 14 Apr 2021 See footnote 2 below F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVDA Options (Right to Buy) Award $0 +50,000 $0.000000 50,000 29 Dec 2017 Common Stock 50,000 $0.1000 Direct F3
transaction IVDA Options (Right to Buy) Award $0 +100,000 $0.000000 100,000 28 Dec 2018 Common Stock 100,000 $0.0400 Direct F3
transaction IVDA Options (Right to Buy) Award $0 +100,000 $0.000000 100,000 20 Dec 2019 Common Stock 100,000 $0.2800 Direct F3
transaction IVDA Options (Right to Buy) Award $0 +200,000 $0.000000 200,000 15 Dec 2020 Common Stock 200,000 $0.3700 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock was acquired from TD Ameritrade purchases over a period of time.
F2 Common stock was acquired in exchange for accrued rent. The securities are held by Farnsworth Realty and Management Company
F3 The options subject to these grants vested 100% on the date of the grant.