Gary Sawina - 09 Sep 2021 Form 3 Insider Report for Clearday, Inc.

Role: Executive Vice President
Signature: /s/ Gary Sawina
Issuer symbol: N/A
Transactions as of: 09 Sep 2021
Net transactions value: $0
Form type: 3
Filing time: 10 Sep 2021, 19:06:20 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CLRD	Common Stock, par value $0.001 per share						3,577	09 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CLRD	Warrants							09 Sep 2021	Common Stock	7,154	$5.00	Direct	F1
holding	CLRD	AIU Alternative Care Inc. Series I Preferred Stock							09 Sep 2021	Common Stock	4,445		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each security may be converted or exchanged at the holder's option, but limited to the extent that reporting person's resulting beneficial ownership (incl. shares owned by reporting person's affiliates (as defined by the Securities Act) would exceed 4.99%, unless limitation is waived by the reporting person's by notice of at least 61 days to the Issuer.
F2	Exchange rate equal to (i) the aggregate investment amount plus accrued dividends at 10.25% per annum (assumed $35,560), (ii) divided by 80% of the common stock 20 consecutive day volume weighted closing price preceding the conversion date (assumed $10.00).