Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | CLRD | Common Stock, par value $0.001 per share | 5.96K | Sep 9, 2021 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | CLRD | Warrants | Sep 9, 2021 | Common Stock | 11.9K | $5.00 | Direct | F1 | ||||||
holding | CLRD | AIU Alternative Care Inc. Series I Preferred Stock | Sep 9, 2021 | Common Stock | 7.17K | Direct | F1, F2 |
Id | Content |
---|---|
F1 | Each security may be converted or exchanged at the holder's option, but limited to the extent that reporting person's resulting beneficial ownership (incl. shares owned by reporting person's affiliates (as defined by the Securities Act) would exceed 4.99%, unless limitation is waived by the reporting person's by notice of at least 61 days to the Issuer. |
F2 | Exchange rate equal to (i) the aggregate investment amount plus accrued dividends at 10.25% per annum (assumed $57,386), (ii) divided by 80% of the common stock 20 consecutive day volume weighted closing price preceding the conversion date (assumed $10.00). |