Elizabeth M. Caveness - Sep 9, 2021 Form 3 Insider Report for Clearday, Inc. (CLRD)

Role
Director
Signature
/s/ Elizabeth M. Caveness
Stock symbol
CLRD
Transactions as of
Sep 9, 2021
Transactions value $
$0
Form type
3
Date filed
9/10/2021, 06:56 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CLRD Common Stock, par value $0.001 per share 0 Sep 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLRD Warrants Sep 9, 2021 Common Stock 2.39K $5.00 Direct F1
holding CLRD AIU Alternative Care Inc. Series I Preferred Stock Sep 9, 2021 Common Stock 1.36K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each security may be converted or exchanged at the holder's option, but limited to the extent that reporting person's resulting beneficial ownership (incl. shares owned by reporting person's affiliates (as defined by the Securities Act) would exceed 4.99%, unless limitation is waived by the reporting person's by notice of at least 61 days to the Issuer.
F2 Exchange rate equal to (i) the aggregate investment amount plus accrued dividends at 10.25% per annum (assumed $10,850), (ii) divided by 80% of the common stock 20 consecutive day volume weighted closing price preceding the conversion date (assumed $10.00).