Trieu Vuong - Sep 3, 2021 Form 4 Insider Report for Oncotelic Therapeutics, Inc. (OTLC)

Role
Chief Executive Officer, Director
Signature
/s/ Vuong Trieu
Stock symbol
OTLC
Transactions as of
Sep 3, 2021
Transactions value $
$0
Form type
4
Date filed
9/8/2021, 05:00 PM
Previous filing
Jul 16, 2021
Next filing
Aug 29, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OTLC Stock Options Award $0 +225K $0.00 225K Sep 3, 2021 Common Stock 225K $0.14 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options vest as follows: (i) 1/5th on September 30, 2021; (ii) 1/5th on December 31, 2021; (iii) 1/5th on March 31, 2022; (iv) 1/5th on June 30, 2022; and (v) 1/5th on September 30, 2022.