Donald R. Caldwell - Dec 28, 2018 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co (WINR)

Role
Director
Signature
/s/ Donald R. Caldwell
Stock symbol
WINR
Transactions as of
Dec 28, 2018
Transactions value $
$0
Form type
4
Date filed
9/3/2021, 09:37 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Other +9.63K 9.63K Dec 28, 2018 Direct F1
transaction WINR Common Stock Award $0 +5K +51.95% $0.00 14.6K Jun 30, 2020 Direct F2
transaction WINR Common Stock Award $0 +7.5K +51.28% $0.00 22.1K Sep 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Warrant (right to buy) Other +2.5K 2.5K Dec 28, 2018 Common Stock 2.5K $92.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 28, 2018, the reporting person purchased issuer units at a purchase price of $10.00 per unit. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
F2 Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.