Edward L. Jaroski - Dec 28, 2018 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co (WINR)

Role
Director
Signature
/s/ Edward L.Jaroski
Stock symbol
WINR
Transactions as of
Dec 28, 2018
Transactions value $
$2,970
Form type
4
Date filed
9/3/2021, 03:46 PM
Next filing
Nov 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Other +1.38K 1.38K Dec 28, 2018 Direct F1
transaction WINR Common Stock Award $0 +938 +68.22% $0.00 2.31K Dec 28, 2018 Direct
transaction WINR Common Stock Other +6.25K +270.21% 8.56K May 31, 2019 Direct F2
transaction WINR Common Stock Award $2.97K +375 +4.38% $7.92 8.94K May 6, 2020 Direct
transaction WINR Common Stock Award $0 +2.5K +27.97% $0.00 11.4K Jun 30, 2020 Direct F3
transaction WINR Common Stock Award $0 +5K +43.71% $0.00 16.4K Sep 1, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Warrant(right to buy) Other +1.25K 1.25K Dec 28, 2018 Common Stock 1.25K $92.00 Direct F1
transaction WINR Warrant(right to buy) Other +6.25K 6.25K May 31, 2019 Common Stock 6.25K $92.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 28, 2018, the reporting person purchased 1,250 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
F2 On May 31, 2019, the reporting person purchased 6,250 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
F3 Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.