Edward L. Jaroski - 28 Dec 2018 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co

Role
Director
Signature
/s/ Edward L.Jaroski
Issuer symbol
WINR on OTC
Transactions as of
28 Dec 2018
Net transactions value
+$2,970
Form type
4
Filing time
03 Sep 2021, 15:46:18 UTC
Next filing
26 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Other +1,375 1,375 28 Dec 2018 Direct F1
transaction WINR Common Stock Award $0 +938 +68% $0.000000 2,313 28 Dec 2018 Direct
transaction WINR Common Stock Other +6,250 +270% 8,563 31 May 2019 Direct F2
transaction WINR Common Stock Award $2,970 +375 +4.4% $7.92 8,938 06 May 2020 Direct
transaction WINR Common Stock Award $0 +2,500 +28% $0.000000 11,438 30 Jun 2020 Direct F3
transaction WINR Common Stock Award $0 +5,000 +44% $0.000000 16,438 01 Sep 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Warrant(right to buy) Other +1,250 1,250 28 Dec 2018 Common Stock 1,250 $92.00 Direct F1
transaction WINR Warrant(right to buy) Other +6,250 6,250 31 May 2019 Common Stock 6,250 $92.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 28, 2018, the reporting person purchased 1,250 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
F2 On May 31, 2019, the reporting person purchased 6,250 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
F3 Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.