David Seaburg - Sep 1, 2021 Form 4 Insider Report for POLARITYTE, INC. (PTE)

Role
Director
Signature
/s/ David Seaburg
Stock symbol
PTE
Transactions as of
Sep 1, 2021
Transactions value $
-$5,510
Form type
4
Date filed
9/2/2021, 04:30 PM
Previous filing
Aug 13, 2021
Next filing
Oct 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTE Common Stock Options Exercise +32K +2.86% 1.15M Sep 1, 2021 Direct F1
transaction PTE Common Stock Tax liability -$5.51K -7.79K -0.68% $0.71 1.14M Sep 1, 2021 Direct
transaction PTE Common Stock Award $0 +226K +19.79% $0.00 1.37M Sep 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTE Restricted Stock Units Options Exercise $0 -32K -100% $0.00* 0 Sep 1, 2021 Common Stock 32K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 The reporting person was awarded 188,442 restricted stock units previously reported on Form 4 under Table II that vest in four equal quarterly installments beginning September 30, 2021. Upon the reporting person's end of service as an executive officer 32,009 shares vested and the remaining restricted stock units were forfeited.