Dave Singh - Aug 5, 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ Brad Amman as attorney-in-fact for G.Dave Singh
Stock symbol
VVOS
Transactions as of
Aug 5, 2021
Transactions value $
$81,600
Form type
4
Date filed
8/10/2021, 09:44 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VVOS Common Stock 3.22M Aug 5, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VVOS Stock Option (Right to Buy) Award $81.6K +30K +180% $2.72* 46.7K Aug 5, 2021 Common Stock 46.7K $2.72 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Himmat LP, of which reporting person is a member and manager.
F2 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.