John Lauten - Mar 12, 2021 Form 4 Insider Report for MINIM, INC. (MINM)

Role
Chief Operating Officer
Signature
/s/ John M. Lauten
Stock symbol
MINM
Transactions as of
Mar 12, 2021
Transactions value $
-$74,220
Form type
4
Date filed
7/29/2021, 05:15 PM
Previous filing
Jul 29, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise $15K +15K $1.00 15K Mar 12, 2021 Direct
transaction MINM Common Stock Sale -$40.5K -15K -100% $2.70 0 Mar 12, 2021 Direct
transaction MINM Common Stock Options Exercise $12K +12K $1.00 12K Jun 10, 2021 Direct
transaction MINM Common Stock Sale -$33.7K -12K -100% $2.81 0 Jun 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MINM Stock Option (right to buy) Options Exercise -$15K -15K -18.75% $1.00 65K Mar 12, 2021 Common Stock 15K $1.00 Direct F1
transaction MINM Stock Option (right to buy) Options Exercise -$12K -12K -18.46% $1.00 53K Jun 10, 2021 Common Stock 12K $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option, representing a right to purchase a total of 80,000 shares, became exercisable in four equal installments beginning on May 12, 2020, which was the sixth month anniversary of the date on which the option was granted.