John Lauten - 12 Mar 2021 Form 4 Insider Report for MINIM, INC. (MINM)

Role
Chief Operating Officer
Signature
/s/ John M. Lauten
Issuer symbol
MINM
Transactions as of
12 Mar 2021
Net transactions value
-$74,220
Form type
4
Filing time
29 Jul 2021, 17:15:34 UTC
Previous filing
29 Jul 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise $15,000 +15,000 $1.00 15,000 12 Mar 2021 Direct
transaction MINM Common Stock Sale $40,500 -15,000 -100% $2.70 0 12 Mar 2021 Direct
transaction MINM Common Stock Options Exercise $12,000 +12,000 $1.00 12,000 10 Jun 2021 Direct
transaction MINM Common Stock Sale $33,720 -12,000 -100% $2.81 0 10 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MINM Stock Option (right to buy) Options Exercise $15,000 -15,000 -19% $1.00 65,000 12 Mar 2021 Common Stock 15,000 $1.00 Direct F1
transaction MINM Stock Option (right to buy) Options Exercise $12,000 -12,000 -18% $1.00 53,000 10 Jun 2021 Common Stock 12,000 $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option, representing a right to purchase a total of 80,000 shares, became exercisable in four equal installments beginning on May 12, 2020, which was the sixth month anniversary of the date on which the option was granted.