Ronald F. Dutt - Nov 5, 2020 Form 4/A - Amendment Insider Report for Flux Power Holdings, Inc. (FLUX)

Role
CEO & President, Director
Signature
/s/ Ronald F. Dutt
Stock symbol
FLUX
Transactions as of
Nov 5, 2020
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/16/2021, 04:05 PM
Date Of Original Report
Nov 9, 2020
Next filing
Oct 29, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLUX Retention Based Restricted Stock Units Award $0 +13.2K $0.00 13.2K Nov 5, 2020 Common Stock 13.2K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a one-time grant of RSU pursuant to the Issuer's Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of four years, as long as the reporting person remains employed with the Issuer at the time of vesting.

Remarks:

This Form 4/A is being filed to correct the vesting schedule from "three years" to "four years."