Daniel Andrew Gross - Jul 13, 2021 Form 4 Insider Report for Sunworks, Inc. (SUNW)

Role
Director
Signature
/s/ Daniel Andrew Gross
Stock symbol
SUNW
Transactions as of
Jul 13, 2021
Transactions value $
$0
Form type
4
Date filed
7/13/2021, 07:41 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SUNW Restricted Stock Unit Award $0 +10K $0.00 10K Jul 13, 2021 Common Stock 10K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Sunworks, Inc.
F2 100% of the RSUs will vest on January 1, 2022.