Shalabh K. Gupta - 12 Jul 2021 Form 3 Insider Report for Unicycive Therapeutics, Inc. (UNCY)

Signature
/s/ Shalabh Gupta
Issuer symbol
UNCY
Transactions as of
12 Jul 2021
Net transactions value
$0
Form type
3
Filing time
12 Jul 2021, 17:13:32 UTC
Next filing
26 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UNCY Common Stock 2,321,092 12 Jul 2021 Direct
holding UNCY Common Stock 1,474,745 12 Jul 2021 By New Castle Health Care LLC
holding UNCY Common Stock 69,768 12 Jul 2021 By Arete Healthcare Innovation Trust
holding UNCY Common Stock 1,901,509 12 Jul 2021 By Seedbio LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNCY Employee Stock Option (right to buy) 12 Jul 2021 Common Stock 101,744 $0.0100 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Twenty-five percent (25%) of the stock options reported in Table II, Column 3 vested on August 1, 2019, and the remaining seventy-five percent (75%) of stock options have vested and will continue to vest in successive equal monthly installments over the following thirty-six (36) months, until the options become fully vested on August 1, 2022.