Steven Lang - 19 Dec 2016 Form 4 Insider Report for BARFRESH FOOD GROUP INC. (BRFH)

Role
Director, 10%+ Owner
Signature
/s/ Steven Lang
Issuer symbol
BRFH
Transactions as of
19 Dec 2016
Net transactions value
$0
Form type
4
Filing time
06 Jul 2021, 17:30:11 UTC
Next filing
26 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRFH Common Stock Other +138,596 +69% 338,596 13 Feb 2017 Direct F1
transaction BRFH Common Stock Purchase +17,623 +0.09% 19,072,451 28 Dec 2017 Sidra Pty Ltd F2
transaction BRFH Common Stock Purchase +54,726 +0.29% 19,127,177 28 Dec 2018 Sidra Pty Ltd F2
transaction BRFH Common Stock Other +60,000 60,000 14 Mar 2020 Hodumo Pty Ltd F3
transaction BRFH Common Stock Other +319,365 +532% 379,365 23 Mar 2020 Hodumo Pty Ltd F4
transaction BRFH Common Stock Other +136,871 +36% 516,236 28 Sep 2020 Hodumo Pty Ltd F5
transaction BRFH Common Stock Other +53,815 +10% 570,051 26 May 2021 Hodumo Pty Ltd F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRFH Stock option Award +166,667 166,667 19 Dec 2016 Common Stock 166,667 $0.7400 Direct F6
transaction BRFH Stock option Award +40,323 40,323 17 Jan 2017 Common Stock 40,323 $0.7700 Direct F6
transaction BRFH Stock option Award +64,744 64,744 16 Jan 2018 Common Stock 64,744 $0.5000 Direct F6
transaction BRFH Stock option Award +59,023 59,023 16 Jul 2018 Common Stock 59,023 $0.6000 Direct F6
transaction BRFH L Warrant M2 Award +80,645 80,645 30 Nov 2018 Common Stock 80,645 $0.6000 Hodumo Pty Ltd F7
transaction BRFH Stock option Award +53,711 53,711 16 Jan 2019 Common Stock 53,711 $0.6500 Direct F6
transaction BRFH Stock option Award +71,769 71,769 15 Jul 2019 Common Stock 71,769 $0.4700 Direct F6
transaction BRFH O Warrants Award +159,683 159,683 23 Mar 2020 Common Stock 159,683 $0.6000 Hodumo Pty Ltd F4
transaction BRFH P Warrants Award +180,000 180,000 23 Mar 2020 Common Stock 180,000 $0.6000 Hodumo Pty Ltd F4
transaction BRFH O Warrants Award +68,436 68,436 28 Sep 2020 Common Stock 68,436 $0.6000 Hodumo Pty Ltd F5
transaction BRFH P Warrants Award +77,143 77,143 28 Sep 2020 Common Stock 77,143 $0.6000 Hodumo Pty Ltd F5
holding BRFH J Warrant 44,082 19 Dec 2016 Common Stock 44,082 $0.7500 Sidra Pty Ltd
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were issued as incentive compensation.
F2 Shares were acquired through a cashless exercise of a warrant.
F3 Shares were issued in lieu of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.
F4 On March 23, 2020, Hodumo received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion.
F5 On September 28, 2020, Hodumo received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants.
F6 Stock option granted as non-employee director compensation.
F7 Issued in connection with investment in note.