Nathan Fischel - Jul 1, 2021 Form 4 Insider Report for Stereotaxis, Inc. (STXS)

Role
Director, 10%+ Owner
Signature
/s/ Kimberly R. Peery, Attorney-in-Fact, for Nathan Fischel
Stock symbol
STXS
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
7/6/2021, 11:14 AM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STXS Common Stock Award $0 +30K +11.79% $0.00 285K Jul 1, 2021 Direct F1
holding STXS Common Stock 13.7M Jul 1, 2021 See Footnote #2 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).
F2 Held by funds of which DAFNA Capital Management LLC, a Delaware Limited Liability Company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer of DAFNA Capital Management, LLC.