Michael Koby - 30 Jun 2021 Form 4 Insider Report for MISONIX INC

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 30 Jun 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Jul 2021, 16:30:42 UTC
Next SEC filing: 08 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Michael Koby

Key filing fact

Michael Koby filed Form 4 for MISONIX INC on 02 Jul 2021.

Key facts

This page summarizes Michael Koby's Form 4 filing for MISONIX INC.
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 02 Jul 2021, 16:30.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MSON transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +15,000
Change %
Price: $0.000000
Shares after: 15,000
Date: 30 Jun 2021
Ownership: By 1315 Capital Management, LLC
Underlying class: Common Stock
Underlying amount: 15,000
Exercise price: $22.18
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Award of Stock Options under the Misonix 2017 Equity Incentive Plan. Stock Options vest on June 30, 2022.

Footnote F2

The reporting person is a member of 1315 Capital Management, LLC. Under the Amended and Restated Limited Liability Company Agreement of 1315 Capital Management, LLC, the reporting person is deemed to hold the reported option for the benefit of 1315 Capital, LLC ("1315"), and must exercise the option solely upon the direction of 1315, which is entitled to the shares issued upon exercise. 1315 may be deemed the indirect beneficial owner of the option, and the reporting person may be deemed the indirect beneficial owner of the option through his indirect interest in 1315. The reporting person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.