| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | RKFL | Options to purchase Common Stock | 15 Sep 2020 | Common Stock | 2,393,842 | $1.08 | Direct | |||||||
| holding | RKFL | Warrants to purchase Common Stock | 15 Sep 2020 | Common Stock | 265,982 | $1.00 | Direct |