Todd Robert Major - May 31, 2021 Form 4 Insider Report for BALLANTYNE STRONG, INC. (FGH)

Role
CFO, Sec. & Treas
Signature
/s/ Todd Robert Major
Stock symbol
FGH
Transactions as of
May 31, 2021
Transactions value $
-$15,514
Form type
4
Date filed
6/2/2021, 05:08 PM
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FGH Common Stock Tax liability -$15.5K -2.96K -5.91% $5.25 47K May 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FGH Stock Options (Right to Buy) Award $0 +10K $0.00 10K Oct 9, 2020 Common Stock 10K $1.60 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) remaining unvested 10,000 RSUs granted on May 31, 2019, pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 20,000 RSUs granted on October 9, 2020, pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates.
F2 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.