John Lai - May 26, 2021 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
CEO, Director, 10%+ Owner
Signature
/s/ John Lai
Stock symbol
PETV
Transactions as of
May 26, 2021
Transactions value $
$0
Form type
4
Date filed
5/28/2021, 12:15 PM
Next filing
Sep 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PETV Common Stock Options Exercise +36.9K +4.24% 908K May 26, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Common Stock Warrant Conversion of derivative security -42.2K -18.42% 187K May 26, 2021 Common Stock 42.2K $1.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 36,915 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature.