Robert D. Haas - 25 May 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker B. Phillips, attorney-in-fact
Issuer symbol
LEVI
Transactions as of
25 May 2021
Net transactions value
-$2,666,778
Form type
4
Filing time
27 May 2021, 18:04:10 UTC
Previous filing
25 May 2021
Next filing
01 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +26,827 $0.000000 26,827 25 May 2021 Direct F1
transaction LEVI Class A Common Stock Sale $733,324 -26,827 -100% $27.34 0 25 May 2021 Direct F2, F3
transaction LEVI Class A Common Stock Conversion of derivative security $0 +38,886 $0.000000 38,886 26 May 2021 Direct F1
transaction LEVI Class A Common Stock Sale $1,061,763 -38,886 -100% $27.30 0 26 May 2021 Direct F2, F4
transaction LEVI Class A Common Stock Conversion of derivative security $0 +31,931 $0.000000 31,931 27 May 2021 Direct F1
transaction LEVI Class A Common Stock Sale $871,691 -31,931 -100% $27.30 0 27 May 2021 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -26,827 -12% $0.000000 189,122 25 May 2021 Class A Common stock $0.000000 Direct F1, F6
transaction LEVI Class B Common Stock Conversion of derivative security $0 -38,886 -21% $0.000000 150,236 26 May 2021 Class A Common stock $0.000000 Direct F1, F6
transaction LEVI Class B Common Stock Conversion of derivative security $0 -31,931 -21% $0.000000 118,305 27 May 2021 Class A Common stock $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
F2 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F3 Price represents the weighted average sale price of the shares sold on May 25, 2021. The sale price ranged from $27.08 to $27.72 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Price represents the weighted average sale price of the shares sold on May 26, 2021. The sale price ranged from $27.06 to $27.72 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Price represents the weighted average sale price of the shares sold on May 27, 2021. The sale price ranged from $27.12 to $27.60 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.