Michael Johnson - May 24, 2021 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Role
Director, 10%+ Owner
Signature
/s/ Michael Johnson
Stock symbol
FLUX
Transactions as of
May 24, 2021
Transactions value $
-$136,948
Form type
4
Date filed
5/26/2021, 08:43 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLUX Common Stock Sale -$30.9K -2.81K -0.06% $11.00 4.63M May 24, 2021 See footnote F1, F2, F4
transaction FLUX Common Stock Sale -$106K -9.85K -0.21% $10.77 4.62M May 26, 2021 See footnote F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").
F2 The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $11.00. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to 10.85, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4 These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.