Joseph M. Cugine - Apr 16, 2015 Form 4 Insider Report for BARFRESH FOOD GROUP INC. (BRFH)

Role
Director
Signature
/s/ Joseph M. Cusine
Stock symbol
BRFH
Transactions as of
Apr 16, 2015
Transactions value $
$6,000
Form type
4
Date filed
5/11/2021, 02:05 PM
Next filing
May 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRFH Common Stock Award +500K +60.28% 1.33M Dec 21, 2016 Direct F1
transaction BRFH Common Stock Award +500K +37.61% 1.83M May 21, 2018 Direct F1
transaction BRFH Common Stock Award +23.3K +1.27% 1.85M Dec 3, 2018 Direct F2
transaction BRFH Common Stock Purchase $6K +10K +0.54% $0.60 1.86M Mar 10, 2020 Direct
transaction BRFH Common Stock Other +125K +6.72% 1.99M Mar 23, 2020 Direct F3
transaction BRFH Common Stock Other +53.7K +2.7% 2.04M Sep 28, 2020 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRFH Stock options Award +600K 600K Apr 16, 2015 Common Stock 600K $0.50 Direct F5
transaction BRFH Stock options Award +83.8K 83.8K Nov 25, 2016 Common Stock 83.8K $0.72 Direct F5
transaction BRFH Stock options Award +250K 250K Jul 26, 2018 Common Stock 250K $0.52 Direct F5
transaction BRFH Stock options Award +74.4K 74.4K May 7, 2021 Common Stock 74.4K $0.42 Direct F6
transaction BRFH L Warrant M2 Purchase +6.72K 6.72K Nov 30, 2018 Common Stock 6.72K $0.60 Direct F7
transaction BRFH M Warrant Award +274K 274K Mar 30, 2019 Common Stock 274K $0.70 Direct F8
transaction BRFH O Warrant Other +62.6K 62.6K Mar 23, 2020 Common Stock 62.6K $0.60 Direct F3
transaction BRFH O Warrant Other +26.8K 26.8K Sep 28, 2020 Common Stock 26.8K $0.60 Direct F4
holding BRFH Stock options 250K Apr 16, 2015 Common Stock 250K $0.61 Direct
holding BRFH Stock options 250K Apr 16, 2015 Common Stock 250K $0.55 Direct
holding BRFH J Warrant 39.1K Apr 16, 2015 Common Stock 39.1K $0.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vesting of restricted stock award granted on May 8, 2015.
F2 Represents vesting of restricted stock award granted on December 12, 2016.
F3 On March 23, 2020, Mr. Cugine converted his M1/M2 convertible notes into common stock "O" Warrants were issued for participation in the conversion.
F4 On September 28, 2020, Mr. Cugine received additional shares due to a price adjustment on the M1/M2 convertible note conversion, as well as additional warrants.
F5 Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date.
F6 Stock option granted as non-employee director board compensation
F7 On November 30, 2018, Mr. Cugine purchased a convertible and warrants, convertible and exercisable at a trailing average price between $0.88 and $0.60 per share.
F8 Payment of deferred compensation.