Natalie G. Haag - 02 Aug 2021 Form 4/A - Amendment Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Cara J Puglisi, under Power of Attorney
Issuer symbol
CFFN
Transactions as of
02 Aug 2021
Net transactions value
+$22,373
Form type
4/A - Amendment
Filing time
05 Oct 2021, 12:16:40 UTC
Date Of Original Report
09 Aug 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN commnon stock Purchase $11,076 +996 +1.6% $11.12 64,871 02 Aug 2021 Direct
transaction CFFN CFFN common stock Purchase $11,298 +1,016 +6.9% $11.12 15,790 02 Aug 2021 IRA
holding CFFN CFFN common stock 1,305 02 Aug 2021 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2018 4,296 02 Aug 2021 CFFN commnon stock 4,296 $12.77 Direct
holding CFFN CFFN Phantom Stock 2019 2,784 02 Aug 2021 CFFN common stock 2,784 $13.73 Direct
holding CFFN CFFN Phantom Stock 2020 1,828 02 Aug 2021 CFFN common stock 1,828 $12.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.