Jeremy Herauf - 05 Jun 2021 Form 4 Insider Report for Groupon, Inc. (GRPN)

Role
Chief Accounting Officer
Signature
/s/ Erin G. Stone by Power of Attorney
Issuer symbol
GRPN
Transactions as of
05 Jun 2021
Net transactions value
-$18,575
Form type
4
Filing time
08 Jun 2021, 18:45:51 UTC
Previous filing
24 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRPN Common Stock Options Exercise $0 +438 +5.5% $0.000000 8,400 05 Jun 2021 Direct
transaction GRPN Common Stock Tax liability $5,888 -129 -1.5% $45.64 8,271 05 Jun 2021 Direct F1
transaction GRPN Common Stock Options Exercise $0 +946 +11% $0.000000 9,217 05 Jun 2021 Direct
transaction GRPN Common Stock Tax liability $12,688 -278 -3% $45.64 8,939 05 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRPN Restricted Stock Units Options Exercise $0 -438 -100% $0.000000* 0 05 Jun 2021 Common Stock 438 Direct F2, F3
transaction GRPN Restricted Stock Units Options Exercise $0 -946 -50% $0.000000 947 05 Jun 2021 Common Stock 946 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3 The RSUs reported on this line vested on June 5, 2021, subject to Mr. Herauf's continued employment with the Company through each vesting date.
F4 The RSUs reported on this line vest in two equal installments on June 5, 2021 and June 5, 2022, subject to Mr. Herauf's continued employment with the Company through each vesting date.