Yuen Wupen - 15 Feb 2026 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Signature
/s/ Jae Kim as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
15 Feb 2026
Net transactions value
-$3,657,364
Form type
4
Filing time
18 Feb 2026, 18:26:13 UTC
Previous filing
21 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim as Attorney-in-Fact 18 Feb 2026 0001489550

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Tax liability $1,958,898 -3,481 -3.7% $562.74 91,596 15 Feb 2026 Direct F1
transaction LITE Common Stock Sale $1,698,466 -3,157 -3.4% $538.00 88,439 17 Feb 2026 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2025.