Joseph W. Sutton - 09 Aug 2021 Form 4 Insider Report for Ameresco, Inc. (AMRC)

Role
Director
Signature
David J. Corrsin, attorney-in-fact
Issuer symbol
AMRC
Transactions as of
09 Aug 2021
Net transactions value
-$568,200
Form type
4
Filing time
11 Aug 2021, 16:49:47 UTC
Previous filing
24 May 2021
Next filing
16 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRC Class A Common Stock Options Exercise $107,500 +10,000 $10.75* 10,000 09 Aug 2021 Direct
transaction AMRC Class A Common Stock Sale $675,700 -10,000 -100% $67.57 0 09 Aug 2021 Direct F1
holding AMRC Class A Common Stock 228,355 09 Aug 2021 By Sutton Ventures LP F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRC Stock Option (right to purchase) Options Exercise $0 -10,000 -100% $0.000000* 0 09 Aug 2021 Class A Common Stock 10,000 $10.75 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.02 to $68, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The amount reported in Column 5 gives effect to the Form 4 amendment filed by the reporting person on February 3, 2021, and thus differs from the amount reported in Column 5 of the reporting person's Form 4 filed January 28, 2021, the most recent Form 4 on which this holding was reported.
F3 Mr. Sutton is managing member of Sutton Ventures Group LLC, which is the general partner of Sutton Ventures LP.
F4 Of the shares subject to the option, 20% vest on May 31, 2013, and the remainder vest on each of the subsequent four anniversaries of such date.