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Signature
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By: John L Brottem For: D Keith Grossman
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Issuer symbol
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OM
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Transactions as of
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03 Jun 2024
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Net transactions value
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-$67,308
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Form type
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4
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Filing time
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03 Jun 2024, 18:57:25 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
OM |
Common Stock |
Options Exercise |
$34,616 |
+31,186 |
+73% |
$1.11 |
74,035 |
03 Jun 2024 |
Direct |
F1 |
| transaction |
OM |
Common Stock |
Sale |
$99,766 |
-26,230 |
-35% |
$3.80 |
47,805 |
03 Jun 2024 |
Direct |
F1, F2 |
| transaction |
OM |
Common Stock |
Options Exercise |
$42,310 |
+38,117 |
+80% |
$1.11 |
85,922 |
03 Jun 2024 |
Direct |
F1 |
| transaction |
OM |
Common Stock |
Sale |
$44,468 |
-11,887 |
-14% |
$3.74 |
74,035 |
03 Jun 2024 |
Direct |
F1, F2 |
| holding |
OM |
Common Stock |
|
|
|
|
|
5,186 |
03 Jun 2024 |
Grossman Fam Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
OM |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-31,186 |
-45% |
$0.000000 |
38,117 |
03 Jun 2024 |
Common Stock |
31,186 |
$1.11 |
Direct |
F1, F3 |
| transaction |
OM |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-38,117 |
-100% |
$0.000000* |
0 |
03 Jun 2024 |
Common Stock |
38,117 |
$1.11 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: