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Signature
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John L Brottem
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Stock symbol
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OM
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Transactions as of
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May 16, 2023
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Transactions value $
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-$68,024
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Form type
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4
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Date filed
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5/17/2023, 06:26 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
OM |
Common Stock |
Sale |
-$26.6K |
-1.34K |
-2.17% |
$19.91 |
60.3K |
May 16, 2023 |
Direct |
F1 |
transaction |
OM |
Common Stock |
Options Exercise |
$13.4K |
+1.42K |
+2.35% |
$9.48 |
61.7K |
May 17, 2023 |
Direct |
F2 |
transaction |
OM |
Common Stock |
Sale |
-$28.4K |
-1.42K |
-2.29% |
$20.08 |
60.3K |
May 17, 2023 |
Direct |
F2 |
transaction |
OM |
Common Stock |
Sale |
-$26.4K |
-1.32K |
-2.19% |
$20.08 |
58.9K |
May 17, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
OM |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-1.42K |
-7.15% |
$0.00 |
18.4K |
May 17, 2023 |
Common Stock |
1.42K |
$9.48 |
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: