Charles van Es - Nov 29, 2023 Form 4 Insider Report for Vita Coco Company, Inc. (COCO)

Role
Chief Sales Officer
Signature
By: Yolanda Goettsch, Attorney-in-Fact For: Charles Van Es
Stock symbol
COCO
Transactions as of
Nov 29, 2023
Transactions value $
-$159,687
Form type
4
Date filed
12/1/2023, 04:46 PM
Previous filing
Nov 3, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COCO Common Stock Sale -$160K -5.54K -5.94% $28.84 87.7K Nov 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding COCO Non-Qualified Stock Option (right to buy) 39.7K Nov 29, 2023 Common Stock 39.7K $10.18 Direct F2
holding COCO Non-Qualified Stock Option (right to buy) 114K Nov 29, 2023 Common Stock 114K $10.18 Direct F3
holding COCO Non-Qualified Stock Option (right to buy) 27.3K Nov 29, 2023 Common Stock 27.3K $10.18 Direct F4
holding COCO Non-Qualified Stock Option (right to buy) 58K Nov 29, 2023 Common Stock 58K $15.00 Direct F5
holding COCO Non-Qualified Stock Option (right to buy) 43K Nov 29, 2023 Common Stock 43K $15.36 Direct F6
holding COCO Non-Qualified Stock Option (right to buy) 14.2K Nov 29, 2023 Common Stock 14.2K $16.91 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting of restricted stock units previously granted to the reporting person.
F2 The stock option is fully vested and currently exercisable.
F3 The stock option is fully vested and currently exercisable with respect to 56,875 underlying shares. The remainder will vest on February 10, 2024.
F4 The stock option vests in two equal installments on January 11, 2023 and January 11, 2025.
F5 The stock option vests in four equal annual installments beginning on November 27, 2022.
F6 The stock option vests in three equal annual installments beginning on August 15, 2025.
F7 The stock options vest in four annual equal installments beginning on March 10, 2024.