| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Imhoff John E | Director, 10%+ Owner | 5853 PEACHTREE CORNERS EAST, SUITE B, PEACHTREE CORNERS | /s/ John E. Imhoff | 12 Mar 2026 | 0001348439 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GTHP | Common Stock | Conversion of derivative security | +195,460 | +1% | $0.0700* | 19,658,955 | 18 Dec 2025 | Direct | F1 | |
| transaction | GTHP | Common Stock | Other | +25,338 | +0.13% | 19,684,293 | 05 Jan 2026 | Direct | F2 | ||
| transaction | GTHP | Common Stock | Conversion of derivative security | +312,720 | +1.6% | $0.0700* | 19,997,013 | 02 Feb 2026 | Direct | F3 | |
| transaction | GTHP | Common Stock | Exercise of in-the-money or at-the-money derivative security | +500,000 | +2.5% | 20,497,013 | 25 Feb 2026 | Direct | F4 | ||
| transaction | GTHP | Preferred Series E Stock | Other | -100 | -100% | 0 | 27 Feb 2026 | Direct | F5 | ||
| transaction | GTHP | Common Stock | Other | +400,000 | +2% | 20,897,013 | 27 Feb 2026 | Direct | F5 | ||
| transaction | GTHP | Common Stock | Conversion of derivative security | +156,086 | +0.75% | $0.0700* | 21,053,099 | 27 Feb 2026 | Direct | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GTHP | Convertible Promissory Note | Conversion of derivative security | -195,460 | -57% | 150,000 | 18 Dec 2025 | Common Stock | 195,460 | $0.0700 | Direct | F1 | ||
| transaction | GTHP | Convertible Promissory Note | Conversion of derivative security | -312,720 | -71% | 130,000 | 02 Feb 2026 | Common Stock | 312,720 | $0.0700 | Direct | F3 | ||
| transaction | GTHP | Warrants | Other | -500,000 | -100% | 0 | 25 Feb 2026 | Common Stock | 500,000 | $0.6500 | Direct | F4 | ||
| transaction | GTHP | Warrants | Other | +500,000 | 500,000 | 25 Feb 2026 | Common Stock | 500,000 | $0.6500 | Direct | F4 | |||
| transaction | GTHP | Warrants | Other | -500,000 | -100% | 0 | 25 Feb 2026 | Common Stock | 500,000 | $0.5000 | Direct | F4 | ||
| transaction | GTHP | Warrants | Other | +500,000 | 500,000 | 25 Feb 2026 | Common Stock | 500,000 | $0.2000 | Direct | F4 | |||
| transaction | GTHP | Warrants | Exercise of in-the-money or at-the-money derivative security | -500,000 | -100% | 0 | 25 Feb 2026 | Common Stock | 500,000 | $0.2000 | Direct | F4 | ||
| transaction | GTHP | Convertible Promissory Note | Conversion of derivative security | -156,086 | -57% | $0.0700* | 120,000 | 27 Feb 2026 | Common Stock | 156,086 | $0.0700 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | On December 18, 2025, Dr. Imhoff converted $13,682.19 outstanding under a September 25, 2025 Convertible Promissory Note into 195,460 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $3,682.19 of accrued interest. Following the reported conversion, $150,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note. |
| F2 | These shares were issued for payment of accrued dividends on the reporting individual's Series E preferred stock, at a conversion price of $0.3157. |
| F3 | On February 2, 2026, Dr. Imhoff converted $21,890.41 outstanding under a September 25, 2025 Convertible Promissory Note into 312,720 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $20,000 of principal and $1,890.41 of accrued interest. Following the reported conversion, $130,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note. |
| F4 | During February 2026, Mr. Imhoff signed an exchange agreement pursuant to which 500,000 warrants to purchase shares of common stock with an exercise price of $0.50 were exchanged for 500,000 warrants with an exercise price of $0.20. The newly issued warrants were subsequently exercised upon payment of $100,000. In connection with the exchange agreement, the expiration date of 500,000 warrants with exercise price of $0.65 was extended for one year, until September 1, 2027. |
| F5 | On February 27, 2026, Mr. Imhoff converted 100 shares of Series E preferred stock into 400,000 shares of common stock. The Series E preferred stock had a stated value of $1,000 and $0.25 conversion price. |
| F6 | On February 26, 2026, Dr. Imhoff converted $10,926.03 outstanding under a September 25, 2025 Convertible Promissory Note into 156,086 shares of common stock at a conversion price of $0.07 per share. The amount converted consisted of $10,000 of principal and $926.03 of accrued interest. Following the reported conversion, $120,000 of principal remains outstanding under the convertible promissory note. Upon the occurrence of an event of default, the remaining balance is convertible into common stock at a variable conversion price determined in accordance with the terms of the note. |