| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| JAMES MICHAEL C | Director | 5835 PEACHTREE CORNERS EAST, SUITE B, PEACHTREE CORNERS | /s/ Michael C James | 04 Mar 2026 | 0001365831 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GTHP | Common Stock | Exercise of in-the-money or at-the-money derivative security | +100,000 | +18% | 653,495 | 25 Feb 2026 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GTHP | Warrants | Other | -100,000 | -100% | 0 | 25 Feb 2026 | Common Stock | 100,000 | $0.5000 | Direct | F1 | ||
| transaction | GTHP | Warrants | Other | +100,000 | 100,000 | 25 Feb 2026 | Common Stock | 100,000 | $0.5000 | Direct | F1 | |||
| transaction | GTHP | Warrants | Other | -100,000 | -100% | 0 | 25 Feb 2026 | Common Stock | 100,000 | $0.6500 | Direct | F1 | ||
| transaction | GTHP | Warrants | Other | +100,000 | +189% | 152,778 | 25 Feb 2026 | Common Stock | 100,000 | $0.2500 | Direct | F1 | ||
| transaction | GTHP | Warrants | Exercise of in-the-money or at-the-money derivative security | -100,000 | -65% | 52,778 | 25 Feb 2026 | Common Stock | 100,000 | $0.2500 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | During February 2026, Mr. James signed an exchange agreement to exchange 100,000 warrants to purchase shares of common stock with an exercise price of $0.65 for 100,000 warrants to purchase shares of common stock for an exercise price of $0.25. The newly exchanged warrants were subsequently exercised upon payment of $25,000. Moreover, as part of the exchange agreement, the expiration date of 4-year 100,000 warrants to purchase shares of common stock with exercise price of $0.50 was extended for an additional year, until September 1, 2027. |