Finley Alfred Lee - 29 Apr 2025 Form 3 Insider Report for GBank Financial Holdings Inc. (GBFH)

Signature
/s/ Alfred Lee Finley
Issuer symbol
GBFH
Transactions as of
29 Apr 2025
Net transactions value
$0
Form type
3
Filing time
05 May 2025, 19:14:17 UTC
Previous filing
28 Jan 2025
Next filing
28 May 2025

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Finley Alfred Lee Secretary, Director, 10%+ Owner 850 INDUSTRIAL AVENUE, SAGINAW /s/ Alfred Lee Finley 02 May 2025 0001936183
Finley Susan 10%+ Owner 850 INDUSTRIAL AVENUE, SAGINAW /s/ Susan Finley 02 May 2025 0001936147
ALF Operating Partners, Ltd. 10%+ Owner 850 INDUSTRIAL AVENUE, SAGINAW /s/ Alfred Lee Finley 02 May 2025 0001936172

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GBFH Common Stock 10,275 29 Apr 2025 Direct
holding GBFH Common Stock 1,540,000 29 Apr 2025 Direct F1
holding GBFH Common Stock 132,294 29 Apr 2025 By ALF Operating Partners, Ltd. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GBFH Restricted Stock Grant 29 Apr 2025 Common Stock 2,000 $6.15 Direct F3
holding GBFH Restricted Stock Grant 29 Apr 2025 Common Stock 1,000 $9.95 Direct F4
holding GBFH Restricted Stock Grant 29 Apr 2025 Common Stock 900 $9.70 Direct F5
holding GBFH Restricted Stock Grant 29 Apr 2025 Common Stock 1,800 $13.50 Direct F6
holding GBFH Restricted Stock Grant 29 Apr 2025 Common Stock 1,800 $21.95 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
F2 Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3 The restricted stock grant was issued on December 18, 2020 and vests in five (5) equal annual installments. The four grants were issued on December 18, 2021, 2022, 2023 and 2024 and the remaining grant will be issued on December 18, 2025.
F4 (The restricted stock grant was issued on October 12, 2021 and vests in five (5) equal annual installments. The first three grants were issued on October 12, 2022, 2023 and 2024 and the remaining two grants will be issued on October 12, 2025 and 2026.
F5 The restricted stock grant was issued on October 10, 2022 and vests in three (3) equal annual installments. The first two grants were issued on October 10, 2023 and 2024 and the last grant will be issued on October 10, 2025.
F6 The restricted stock grant was issued on October 25, 2023 and will vest in three (3) equal annual installments. The first grant was issued on October 25, 2024 and the next two grants will be issued on October 25, 2025 and 2026.
F7 The restricted stock grant was issued on October 7, 2024 and will vest in three (3) equal annual installments. The grants will be issued on October 7, 2025, 2026 and 2027.