Guy Archibald Innes - Sep 1, 2024 Form 4 Insider Report for VOLITIONRX LTD (VNRX)

Role
Director
Signature
/s/ Guy Archibald Innes
Stock symbol
VNRX
Transactions as of
Sep 1, 2024
Transactions value $
$0
Form type
4
Date filed
9/4/2024, 04:04 PM
Previous filing
Aug 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VNRX Common Stock Award $0 +18.3K +4.51% $0.00 425K Sep 1, 2024 Direct F1
holding VNRX Common Stock 1.4M Sep 1, 2024 By The Innes Family Bare Trust 2023 F2
holding VNRX Common Stock 356K Sep 1, 2024 By The Dill Faulkes Educational Trust Limited F3
holding VNRX Common Stock 155K Sep 1, 2024 By son
holding VNRX Common Stock 155K Sep 1, 2024 By son
holding VNRX Common Stock 155K Sep 1, 2024 By daughter
holding VNRX Common Stock 155K Sep 1, 2024 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 1, 2024, the reporting person was awarded 18,342 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan in lieu of cash compensation that would otherwise have been owed to the reporting person. The RSUs partially vest in three equal installments of 6,114 units on each of September 1, 2024, October 1, 2024 and November 1, 2024, respectively, are also subject to further time-based vesting in a single installment on June 1, 2025, and are generally subject to continued service throughout each applicable vesting date. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of RSUs that have vested.
F2 These shares of Common Stock are beneficially owned by The Innes Family Bare Trust 2023, which is a separate legal entity, of which the reporting person is the Trustee, for the benefit of his children.
F3 These shares of Common Stock are beneficially owned by The Dill Faulkes Educational Trust Limited ("DFET"), a UK registered charity. The reporting person serves as a director and trustee of DFET and shares voting and dispositive control over these shares but disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.