Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | VMNT | Series A Preferred Stock | 26M | Apr 9, 2024 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | VMNT | Series B Convertible Preferred Stock | Apr 9, 2024 | Common Stock | 155M | $0.08 | Direct | F2, F3, F4, F5 |
Id | Content |
---|---|
F1 | Each share of Series A Preferred Stock has the right to ten (10) votes per each share of the Issuer's common stock, par value $0.0001 per share ("Common Stock") |
F2 | Mr. Pham beneficially owns 100% of Asian Star Trading & Investment Pte. Ltd. ("Asian Star"), and as a result may be deemed to share beneficial ownership of the securities held of record by Asian Star. |
F3 | Series B Convertible Preferred Stock is not convertible until April 1, 2025, pursuant to the terms of a Lock-Up Agreement between Asian Star and the Issuer, subject to (i) early release upon the Company up-listing to a national securities exchange, and (ii) certain limited permitted transfers where the recipient takes the securities subject to the restrictions in the Lock-Up Agreement. |
F4 | The Series B Convertible Preferred Stock has no expiration date. |
F5 | Each share of Series B Convertible Preferred Stock is currently convertible into 26 shares of Common Stock. This reflects the maximum number of shares of Common Stock that may be issued upon conversion of all shares of Series B Convertible Preferred Stock currently owned by the Reporting Person. However, the Series B Convertible Preferred Stock may not be converted if such conversion would result in the Reporting Person beneficially owning more than 9.99% of the total number of shares of Common Stock outstanding at the time of such conversion, unless otherwise approved by a majority of the Issuer's board of directors. |
Exhibit 99 - Joint Filer Statement