Richard P. Blumberg - 16 Nov 2023 Form 4 Insider Report for GUIDED THERAPEUTICS INC (GTHP)

Role: Director, 10%+ Owner
Signature: /s/ Richard P. Blumberg
Issuer symbol: GTHP
Transactions as of: 16 Nov 2023
Net transactions value: $0
Form type: 4
Filing time: 08 Dec 2023, 11:24:29 UTC
Previous filing: 20 Sep 2023
Next filing: 22 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GTHP	Common stock	Exercise of in-the-money or at-the-money derivative security		+1,642,500	+42%		5,565,357	01 Dec 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GTHP	Warrants	Other		-875,000	-100%		0	16 Nov 2023	Common shares	875,000	$0.2500	Direct	F1
transaction	GTHP	Warrants	Other		-950,000	-100%		0	16 Nov 2023	Common shares	950,000	$0.2500	Direct	F1
transaction	GTHP	Warrants	Other		+1,642,500			1,642,500	16 Nov 2023	Common shares	1,642,500	$0.1200	Direct	F1
transaction	GTHP	Warrants	Exercise of in-the-money or at-the-money derivative security		-1,642,500	-100%		0	01 Dec 2023	Common shares	1,642,500	$0.1200	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.