Richard P. Blumberg - Nov 16, 2023 Form 4 Insider Report for GUIDED THERAPEUTICS INC (GTHP)

Role: Director, 10%+ Owner
Signature: /s/ Richard P. Blumberg
Stock symbol: GTHP
Transactions as of: Nov 16, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/8/2023, 11:24 AM
Previous filing: Sep 20, 2023
Next filing: Mar 22, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GTHP	Common stock	Exercise of in-the-money or at-the-money derivative security		+1.64M	+41.87%		5.57M	Dec 1, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GTHP	Warrants	Other		-875K	-100%		0	Nov 16, 2023	Common shares	875K	$0.25	Direct	F1
transaction	GTHP	Warrants	Other		-950K	-100%		0	Nov 16, 2023	Common shares	950K	$0.25	Direct	F1
transaction	GTHP	Warrants	Other		+1.64M			1.64M	Nov 16, 2023	Common shares	1.64M	$0.12	Direct	F1
transaction	GTHP	Warrants	Exercise of in-the-money or at-the-money derivative security		-1.64M	-100%		0	Dec 1, 2023	Common shares	1.64M	$0.12	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	During November 2023, Mr. Blumberg signed an exchange agreement to exchange 1,825,000 warrants to purchase shares of common stock for an exercise price of $0.25, for 1,642,500 warrants to purchase shares of common stock for an exercise price of $0.12. The newly exchanged warrants were subsequently exercised upon payment of $197,100.