Grigorios Siokas - Dec 19, 2022 Form 4/A - Amendment Insider Report for Cosmos Health Inc. (COSM)

Signature
/s/ Grigorios Siokas
Stock symbol
COSM
Transactions as of
Dec 19, 2022
Transactions value $
$3,000,005
Form type
4/A - Amendment
Date filed
1/27/2023, 12:06 PM
Date Of Original Report
Dec 21, 2022
Previous filing
Dec 2, 2022
Next filing
Apr 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COSM Common Stock, $.001 par value Purchase $3M +261K +29.99% $11.50* 1.13M Dec 19, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased by Mr. Siokas in a registered direct offering pursuant to the Company's "shelf" registration statement on Form S-3 (No. 333-267550) declared effective by the SEC on December 15, 2022.
F2 All share and per share amounts reflect a 1 for 25 reverse stock split effected on December 15, 2022 with the Secretary of State of Nevada.

Remarks:

Remarks: This amendment is being filed pursuant to Amendment No. 1 to the Securities Purchase Agreement dated as of December 19, 2022 filed by the issuer on January 17, 2023. Under the amendment, Mr. Siokas delivered back to the issuer warrants to purchase 260,870 shares of common stock which were voided.