Leo Ehrlich - 23 Feb 2020 Form 4 Insider Report for Innovation Pharmaceuticals Inc.

Reporting relationship: CEO and Chairman, Director
Issuer ticker: N/A
Reported as of: 23 Feb 2020
Net transaction value: -$328,176
SEC form: 4
Accepted by SEC: 28 Sep 2022, 12:03:31 UTC
Next SEC filing: 04 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/ Leo Ehrlich

Key filing fact

Leo Ehrlich filed Form 4 for Innovation Pharmaceuticals Inc. on 28 Sep 2022.

Key facts

This page summarizes Leo Ehrlich's Form 4 filing for Innovation Pharmaceuticals Inc..
13 reported transactions and 11 derivative rows are listed below.
Accepted by SEC: 28 Sep 2022, 12:03.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$328,176.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IPIX transaction

Class A Common Stock

Award

Transaction value: $0
Shares: +500,000
Change %: +6.8%
Price: $0.000000
Shares after: 7,835,002
Date: 23 Feb 2020
Ownership: Direct

IPIX transaction

Class A Common Stock

Tax liability

Transaction value: $1,614,010
Shares: -7,835,002
Change %: -100%
Price: $0.2060^*
Shares after: 0
Date: 28 Dec 2020
Ownership: Direct

IPIX holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,752,310
Date: 23 Feb 2020
Ownership: By spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IPIX transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +500,000
Change %
Price: $0.000000
Shares after: 500,000
Date: 23 Feb 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 500,000
Exercise price: $0.1000

IPIX transaction Derivative

Stock Option

Options Exercise

Transaction value: $0
Shares: -2,200,000
Change %: -14%
Price: $0.000000
Shares after: 13,981,820
Date: 08 Sep 2020
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 2,200,000
Exercise price: $0.1100

IPIX transaction Derivative

Class B Common Stock

Options Exercise

Transaction value: $242,000
Shares: +2,200,000
Change %: +121%
Price: $0.1100^*
Shares after: 4,018,180
Date: 08 Sep 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,200,000
Exercise price
Footnotes: F1

IPIX transaction Derivative

Class B Common Stock

Tax liability

Transaction value: $90,692
Shares: -412,238
Change %: -10%
Price: $0.2200^*
Shares after: 3,605,942
Date: 08 Sep 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 412,238
Exercise price
Footnotes: F1

IPIX transaction Derivative

Stock Option

Options Exercise

Transaction value: $0
Shares: -909,090
Change %: -6.5%
Price: $0.000000
Shares after: 13,072,730
Date: 02 Oct 2020
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 909,090
Exercise price: $0.1100

IPIX transaction Derivative

Class B Common Stock

Options Exercise

Transaction value: $100,000
Shares: +909,090
Change %: +25%
Price: $0.1100^*
Shares after: 4,515,032
Date: 02 Oct 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 909,090
Exercise price
Footnotes: F1

IPIX transaction Derivative

Class B Common Stock

Tax liability

Transaction value: $39,841
Shares: -181,096
Change %: -4%
Price: $0.2200^*
Shares after: 4,333,936
Date: 02 Oct 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 181,096
Exercise price
Footnotes: F1

IPIX transaction Derivative

Stock Option

Options Exercise

Transaction value: $0
Shares: -13,072,730
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 28 Dec 2020
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 13,072,703
Exercise price: $0.1100

IPIX transaction Derivative

Class B Common Stock

Options Exercise

Transaction value: $1,438,000
Shares: +13,072,730
Change %: +302%
Price: $0.1100^*
Shares after: 17,406,666
Date: 28 Dec 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 13,072,730
Exercise price
Footnotes: F1

IPIX transaction Derivative

Class B Common Stock

Tax liability

Transaction value: $363,632
Shares: -1,765,203
Change %: -10%
Price: $0.2060^*
Shares after: 15,641,463
Date: 28 Dec 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,765,203
Exercise price
Footnotes: F1

IPIX transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +1,000,000
Change %
Price: $0.000000
Shares after: 1,000,000
Date: 10 Oct 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,000,000
Exercise price: $0.2400

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.