Leo Ehrlich - Feb 23, 2020 Form 4 Insider Report for Innovation Pharmaceuticals Inc. (IPIX)

Role
CEO and Chairman, Director
Signature
/s/ Leo Ehrlich
Stock symbol
IPIX
Transactions as of
Feb 23, 2020
Transactions value $
-$328,176
Form type
4
Date filed
9/28/2022, 12:03 PM
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IPIX Class A Common Stock Award $0 +500K +6.82% $0.00 7.84M Feb 23, 2020 Direct
transaction IPIX Class A Common Stock Tax liability -$1.61M -7.84M -100% $0.21* 0 Dec 28, 2020 Direct
holding IPIX Class A Common Stock 2.75M Feb 23, 2020 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IPIX Stock Option Award $0 +500K $0.00 500K Feb 23, 2020 Class A Common Stock 500K $0.10 Direct
transaction IPIX Stock Option Options Exercise $0 -2.2M -13.6% $0.00 14M Sep 8, 2020 Class B Common Stock 2.2M $0.11 Direct
transaction IPIX Class B Common Stock Options Exercise $242K +2.2M +121% $0.11* 4.02M Sep 8, 2020 Class A Common Stock 2.2M Direct F1
transaction IPIX Class B Common Stock Tax liability -$90.7K -412K -10.26% $0.22* 3.61M Sep 8, 2020 Class A Common Stock 412K Direct F1
transaction IPIX Stock Option Options Exercise $0 -909K -6.5% $0.00 13.1M Oct 2, 2020 Class B Common Stock 909K $0.11 Direct
transaction IPIX Class B Common Stock Options Exercise $100K +909K +25.21% $0.11* 4.52M Oct 2, 2020 Class A Common Stock 909K Direct F1
transaction IPIX Class B Common Stock Tax liability -$39.8K -181K -4.01% $0.22* 4.33M Oct 2, 2020 Class A Common Stock 181K Direct F1
transaction IPIX Stock Option Options Exercise $0 -13.1M -100% $0.00* 0 Dec 28, 2020 Class B Common Stock 13.1M $0.11 Direct
transaction IPIX Class B Common Stock Options Exercise $1.44M +13.1M +301.64% $0.11* 17.4M Dec 28, 2020 Class A Common Stock 13.1M Direct F1
transaction IPIX Class B Common Stock Tax liability -$364K -1.77M -10.14% $0.21* 15.6M Dec 28, 2020 Class A Common Stock 1.77M Direct F1
transaction IPIX Stock Option Award $0 +1M $0.00 1M Oct 10, 2021 Class A Common Stock 1M $0.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.