Grigorios Siokas - Jun 15, 2022 Form 4/A - Amendment Insider Report for Cosmos Holdings Inc. (COSM)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Grigorios Siokas
Stock symbol: COSM
Transactions as of: Jun 15, 2022
Transactions value $: $311,682
Form type: 4/A - Amendment
Date filed: 8/4/2022, 05:01 PM
Date Of Original Report: Jul 22, 2022
Previous filing: Dec 14, 2021
Next filing: Oct 24, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COSM	Series A Preferred	Purchase	$932	+1.5K	+0.06%	$0.62	2.41M	Jun 15, 2022	Common Stock	2.41M	$0.62	Direct	F1, F2
transaction	COSM	Warrants	Purchase	$311K	+500K	+10.95%	$0.62	5.07M	Jun 15, 2022	Common Stock	2.65M	$0.62	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Not applicable.
F2	Mr. Siokas entered into a Securities Purchase Agreement to purchase: (A) 1,500 shares of Series A Convertible Preferred stock (with a stated value of $1,000 per share) initially convertible at the lower of (i) $3.00 or (ii) 80% of the average VWAP for five (5) trading days following the effective date of the Company's Registration Statement on June 7, 2022, which was reset to $0.6215; however, subject in all instances to a beneficial ownership limitation of 9.99%, and (B) Warrants to purchase 500,000 shares, initially exercisable at $3.30 per share, adjusted to $0.6215 per share; however, subject in all instances to a beneficial ownership limitation of 9.99% which Mr. Siokas currently exceeds.

Content

Not applicable.

Mr. Siokas entered into a Securities Purchase Agreement to purchase: (A) 1,500 shares of Series A Convertible Preferred stock (with a stated value of $1,000 per share) initially convertible at the lower of (i) $3.00 or (ii) 80% of the average VWAP for five (5) trading days following the effective date of the Company's Registration Statement on June 7, 2022, which was reset to $0.6215; however, subject in all instances to a beneficial ownership limitation of 9.99%, and (B) Warrants to purchase 500,000 shares, initially exercisable at $3.30 per share, adjusted to $0.6215 per share; however, subject in all instances to a beneficial ownership limitation of 9.99% which Mr. Siokas currently exceeds.