Alan Colman - 07 Apr 2022 Form 4 Insider Report for VOLITIONRX LTD (VNRX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Apr 2022, 16:04:35 UTC
Prior SEC filing
10 Dec 2021
Next SEC filing
24 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alan Colman

Key filing fact

Alan Colman filed Form 4 for VOLITIONRX LTD (VNRX) on 08 Apr 2022.

Key facts

  • This page summarizes Alan Colman's Form 4 filing for VOLITIONRX LTD (VNRX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Apr 2022, 16:04.

Change

  • Previous filing in this sequence was filed on 10 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VNRX transaction

Common Stock

Award

Transaction value
$0
Shares
+2,460
Change %
+1.6%
Price
$0.000000
Shares after
158,710
Date
07 Apr 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VNRX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+4,533
Change %
Price
$0.000000
Shares after
4,533
Date
07 Apr 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,533
Exercise price
$3.40
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On August 3, 2021, the reporting person was awarded 7,029 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,460 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 1,230 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Footnote F2

On August 3, 2021, the reporting person was granted an option to purchase 12,953 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 4,533 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 2,266 shares and 2,267 shares on each of August 3, 2022 and August 3, 2023, respectively.

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